Articles about registered investment advisor


What Millennials Want From Their Advisors: Nationwide | ThinkAdvisor

Last updated: 02/22/2019

Millennials with investable assets of $100,000 or more have needs that it behooves financial advisors to take note of if they want them as clients, according to a special report...

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2019 Predictions for Trends in Wealthtech From the Experts | FintekNews

Last updated: 02/21/2019

It’s that time of year, when we start thinking about what we can expect to see in trends for the New Year in the wealthtech sector.  This time, we thought that rather than...

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Target Date Fund Evolution Now Awaiting Tech Revolution | ThinkAdvisor

Last updated: 02/20/2019

Morningstar’s head of retirement research recently outlined why individuals and advisors should avoid “mixing in” additional investments alongside target date fund (TDF)...

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Why the Commonwealth-MassMutual Tie-Up Is a 'Big Deal' | ThinkAdvisor

Last updated: 02/18/2019

Broker-dealer and RIA Commonwealth Financial Network has a new client — but it’s not a financial advisor or team. The firm’s tech entity, Advisor360°, just inked a licensing...

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Putnam Investments Launches 'Always Active' Campaign | ThinkAdvisor

Last updated: 02/18/2019

Putnam Investments, one of the oldest mutual funds in America, wants to remind advisors, brokers and investors about the benefits of active management. The firm has launched an...

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Open TD Ameritrade Institutional Accounts on Orion in Minutes with New Integration | FintekNews

Last updated: 02/17/2019

OMAHA, Neb., Dec. 17, 2018 – Orion Advisor Services, LLC (“Orion”), the premier portfolio management solution provider for registered investment advisors, today announces a...

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Replacing the Difficulty of Stock Picking: An Ode to Direct Indexing

Last updated: 02/16/2019

The financial world is buzzing with stories on how stock picking has become increasingly more difficult. Whether this challenge is the result of broad market cycles, the growth...

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Big Name Converts to RIA Space Are Influencing Others to Join the Bandwagon

Last updated: 02/14/2019

The breakaway movement of brokers going independent went into full swing in 2018 largely because of the influence of high-profile names deciding to make the change, insists...

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SEC Launches New Inquiries Under Share-Class Disclosure Initiative | ThinkAdvisor

Last updated: 02/11/2019

The Securities and Exchange Commission’s enforcement division has launched new investigations into advisory firms that did not self-report violations under the agency’s Share...

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Inflation on Advisors’ Minds Going Into 2019: Survey | ThinkAdvisor

Last updated: 02/10/2019

In a new survey of financial advisors released Monday by SS&C Technologies Holdings, a financial services provider, three-quarters of respondents said they were at least...

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